Regulatory Law

Strategic legal advice
to minimise professional risk

We act for many professionals and businesses who find themselves subject to a regulatory investigation or facing professional disciplinary action. We are committed to providing specialist legal advice to defend your position and limit any damage to your career, reputation, or organisation.

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We are often instructed where a client also faces an associated police investigation or criminal proceedings, as we are able to assist with all aspects of the matter and provide a comprehensive legal service.

If you are currently under investigation, or believe that an investigation is likely, it is vital to have a strong legal team who will handle your case with skill, discretion, and sensitivity. Taking early legal advice can make a real difference to the outcome of your matter.

It gives us the opportunity to provide you with strategic guidance and reassurance, and enables us to take proactive steps to protect your position and resolve matters on your behalf efficiently and discreetly.

Areas of Expertise within Regulatory Law

We have experience supporting clients in the following areas:

Professional discipline and fitness to practise investigations
Disclosure and Barring Service (DBS) investigations
Ofsted regulation and compliance
Care Quality Commission (CQC) regulation and compliance
Financial Conduct Authority (FCA) investigations and enforcement
Serious Fraud Office (SFO) proceedings
Trading Standards Agency investigations and enforcement

Speak with a Bennett Oakley expert today

Looking for legal support? Get in touch with our solicitors, and we’ll connect you with the right expertise to meet your specific needs through our trusted legal team and professional partners.

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FAQ Topics

What is regulatory law and how does it affect professionals?

Regulatory law refers to the rules and frameworks governing professionals and organisations. Breaching these regulations, whether knowingly or unintentionally can lead to investigations, disciplinary action, and reputational damage. We help clients respond to these challenges effectively.

What should I do if I’ve been notified of a regulatory investigation?

Act immediately by contacting a solicitor as soon as you’re aware of a pending or active investigation. This allows us to begin protecting your interests right away, and can prevent further escalation or damage.

Can you represent me in both regulatory and criminal proceedings?

Our team is experienced in both regulatory and criminal defence. If your matter overlaps, such as a professional body investigation alongside a police matter, we can offer unified, strategic advice covering both areas.

What are the consequences of a regulatory breach?

Outcomes vary depending on the nature of the breach and the body involved. You could face fines, suspension, loss of your professional registration, or criminal charges. Early legal representation is key to minimising these risks.